Regulatory information

Legislative framework

Fort Nami Limited is a company incorporated in Mauritius and regulated by the Financial Services Commission, Mauritius.

Fort Nami Limited holds an Investment Dealer (Full Service Dealer, excluding Underwriting) Licence granted by the Financial Services Commission, Mauritius on 31 August 2026.

The licence was granted pursuant to Section 29 of the Securities Act 2005, Rule 4 of the Securities (Licensing) Rules 2007 and the Financial Services (Consolidated Licensing and Fees) Rules 2008.

Fort Nami Limited also holds a Global Business Licence granted under Section 72(6) of the Financial Services Act 2007.

The Company was incorporated in Mauritius on 28 August 2026 as a private company limited by shares.

Licence type and permitted activities

Fort Nami Limited holds an Investment Dealer (Full Service Dealer, excluding Underwriting) Licence.

The Company carries on activities within the scope of its regulatory authorisations and subject to the conditions applicable to its licences.

The Company's Investment Dealer Licence does not extend to underwriting.

The licences are subject to regulatory conditions relating, among other matters, to client asset protection, transaction confirmations and reporting, anti-money laundering and combating the financing of terrorism, operational requirements and communications with clients and the public.

Fort Nami Limited will not carry on activities outside the scope of its regulatory authorisations without obtaining any notification, approval or other regulatory authorisation required under applicable law.

Issuing authority

Fort Nami Limited is regulated by the Financial Services Commission, Mauritius, the regulator of the non-bank financial services sector and global business in Mauritius.

FSC House, 54 Cybercity, Ebène 72201, Republic of Mauritius

Telephone +230 403 7000. Email mail@fscmauritius.org. Website fscmauritius.org.

Anti-money laundering and combating the financing of terrorism

Fort Nami Limited maintains an anti-money laundering and combating the financing of terrorism framework in accordance with applicable Mauritius legislation, regulatory requirements and the conditions applicable to its licences.

The Company conducts customer due diligence and verifies the identity of its clients and, where applicable, their beneficial owners in accordance with applicable AML/CFT legislation, regulatory requirements and its internal policies and procedures.

Fort Nami Limited maintains appropriate records and provides information to competent regulatory and public authorities where required by applicable law.

Where required under applicable law, suspicious transactions and activities are reported to the Financial Intelligence Unit of Mauritius in accordance with applicable statutory requirements.

The Financial Services Commission has confirmed that it has no objection to the appointments of the Company's Money Laundering Reporting Officer and Deputy Money Laundering Reporting Officer/Compliance Officer.