Fort Nami Limited provides investment dealing services within the scope of its Investment Dealer (Full Service Dealer, excluding Underwriting) Licence issued by the Financial Services Commission, Mauritius.
Execution of securities transactions
Fort Nami Limited may act as an intermediary in the execution of securities transactions on behalf of its clients.
Transactions are carried out in accordance with applicable legal and regulatory requirements, the company’s internal procedures and the terms agreed with the relevant client.
Licence
Investment Dealer (Full Service Dealer, excluding Underwriting)
Licence number
GB26206626
Principal transactions
Where permitted and appropriate, Fort Nami Limited may trade in securities as principal within the scope of its regulatory authorisation and applicable Mauritius law.
Securities
The specific securities and financial instruments available to a client will depend on the services agreed with the client, applicable regulatory requirements and the company’s operational arrangements.
Further information concerning available instruments, applicable risks, costs and terms will be provided as part of the relevant client documentation where applicable.
Who we deal for
Fort Nami Limited provides services to private, professional and institutional clients, subject to the company’s client acceptance procedures, KYC/AML requirements and applicable legal and regulatory requirements.
The availability of particular services may depend on the client’s circumstances, jurisdiction and the nature of the relevant service or transaction.
Fort Nami Limited reserves the right to accept or decline a prospective client or to determine whether a particular service can be provided, in accordance with applicable law, regulatory requirements and the company’s internal policies and procedures.
Client acceptance
KYC and AML checks before any service is provided
Regulatory scope
Fort Nami Limited provides services only within the scope of its regulatory authorisations.
The company’s Investment Dealer Licence does not extend to underwriting.
The availability of any particular service is subject to applicable legal and regulatory requirements and the terms agreed with the relevant client.
For further information regarding the company’s regulatory status, please refer to our Regulatory information page.
Not covered by the licence
Underwriting